ROTH Capital Partners LLC

888 San Clemente Drive Suite 400,
Newport Beach, California 92660
United States
(800) 678-9147
www.roth.com
hr@roth.com

ROTH Capital Partners is an investment bank focused primarily on serving small-cap public companies. In addition to brokerage services and research, Roth specializes in mergers and acquisitions, private placements, IPOs, and divestitures. The Firm’s sector experience includes business services, communications, consumer products/services, electrical equipment, environmental, healthcare services, IT, manufacturing, media, oil/gas exploration, renewable energy, safety/security, software, and test/measurement equipment. ROTH Capital Partners was established in 1984 and is based in Newport Beach, California.


M&A Advisory Summary

Buyside vs Sellside

Year '19 '20 '21 '22 '23 '24 T
Buyside (0.4/yr) 11 1 - - - 1 13
Sellside (0.4/yr) 6 - 2 - - - 8
  21

Most Recent

Target Company Date Value Type
Sign-up to View 2024-10-08 250M USD Marketing
Sign-up to View 2021-05-03 - Financial Services
Sign-up to View 2021-01-05 - Utilities
Sign-up to View 2020-08-10 - Renewable Energy
Sign-up to View 2019-09-16 - Beverages
Sign-up to View 2019-03-13 140M USD Technology Hardware
Sign-up to View 2019-01-03 - Life Science
Sign-up to View 2018-05-09 35M USD Semiconductors
Sign-up to View 2018-01-24 110M USD Utilities
Sign-up to View 2017-12-13 - Metals/Mining
View All >>

Sector Experience

Sector # Value
Technology Hardware Sign-up to View
Life Science Sign-up to View
Utilities Sign-up to View
Consumer Products Sign-up to View
Marketing Sign-up to View
Test/Measurement Equipment Sign-up to View
Internet Software and Services Sign-up to View
Semiconductors Sign-up to View
Electrical Equipment Sign-up to View
Software Sign-up to View
Oil/Gas Exploration Sign-up to View
Renewable Energy Sign-up to View
Financial Services Sign-up to View
Beverages Sign-up to View
Metals/Mining Sign-up to View
Total Sign-up to View

Geo Experience

State/Country # Value
United States Sign-up to View
  Texas Sign-up to View
  New York Sign-up to View
  Massachusetts Sign-up to View
  Idaho Sign-up to View
  Minnesota Sign-up to View
  Illinois Sign-up to View
Israel Sign-up to View
Ireland Sign-up to View
Canada Sign-up to View
Domestic Sign-up to View
Cross-border Sign-up to View
Total Sign-up to View

Transaction Type Experience

Type # Value
Add-on Acquisition Sign-up to View
Merger Sign-up to View
Growth Capital Sign-up to View
Buyout (LBO, MBO, MBI) Sign-up to View
Divestiture Sign-up to View
Total Sign-up to View

Top M&A Clients

Corporate (21) Deals
Sign-up to View
1
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1
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1

Deal Values

Value # TOTAL
$100M to $1B Sign-up to View
< $100M Sign-up to View
TOTAL Sign-up to View
Largest LiveIntent, Inc.
$250M (2024-10-08)