Bio

Rick Carroll advises domestic companies and international clients with business interests in the United States on a variety of transactions and corporate governance matters, including mergers, and acquisitions, stock purchases, asset sales, conversions and domestications, and dissolutions. In addition to counseling clients in connection with complex transactions, he frequently provides legal opinions on corporate and alternative entity matters. Rick has extensive experience in providing legal opinions on behalf of corporations, limited liability companies (LLCs) and limited partnerships in transactions involving real estate, investment funds, joint ventures and structured finance. He often provides opinions relating to the Uniform Commercial Code as well as surplus opinions in connection with stock dividends and repurchases.