Rick Werner Bio

Rick A. Werner is a member of the firm’s Executive Committee and co-chairs the firm's Capital Markets and Securities Practice. Rick represents issuers, investment banks and investors in a wide range of corporate transactions that include securities offerings, cross-border listings, venture capital financings and other forms of private equity investment, mergers and acquisitions, joint ventures and recapitalizations. Rick also advises clients on general corporate matters, securities compliance and reporting, and securities exchange compliance. Rick's experience with public and private securities offerings includes initial and secondary offerings of equity and convertible securities, “at-the market” offerings, rights offerings, registered direct offerings and private investments in public equity (PIPEs). Rick also advises clients on alternative public offering transactions such as reverse mergers, de-SPACs, spin-offs and direct listings.