Ross Carmel

Office Phone:

(212) 930-9700


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Bio

Ross Carmel is an experienced securities attorney and partner of Sichenzia Ross Ference Carmel. Ross has extensive experience representing public and private companies, start-ups, investment banks and investors in all aspects of corporate transactions, including corporate finance, mergers and acquisitions, private equity financing transactions, registered direct offerings, public offerings and other securities offerings. Ross regularly advises entrepreneurs and start-ups from entity formation, to funding, to exit, acting as outside general counsel to many small and medium sized businesses. Ross also assists and advises brokers and broker-dealers in all aspects of broker-dealer compliance, including both SEC and FINRA rules and regulations, helping them navigate through the ever evolving regulatory landscape. Ross is a pragmatist, believing in cost-effective and practical solutions for his clients.

Education