Alex Morgan Bio

Alex Morgan is a seasoned compliance executive with over a decade of experience building and leading registered fund compliance programs across asset managers, mutual funds, and ETFs. A recognized leader in the fund compliance space, Alex currently serves as Chief Compliance Officer through a Services Agreement with SS&C, where he brings strategic oversight and regulatory expertise to the Registered Fund Services Group. Alex rejoined SS&C in 2024 after serving as a deputy to the Fund Chief Compliance Officer at Northern Trust Asset Management, supporting compliance for Northern Funds and Northern Institutional Funds with over $200 billion in assets under management. In this role, he led the redevelopment of the funds’ testing and monitoring program, redesigned CCO board reporting, and created the firm’s first global compliance resource website. He regularly presented to fund boards on 38a-1 requirements, regulatory developments, and policy enhancements. Earlier in his career, Alex held compliance leadership roles at Transamerica Asset Management, where he oversaw compliance for a broad suite of mutual funds and ETFs and coordinated oversight of more than 20 sub-advisers. He also previously served as a Compliance Manager at SS&C, supporting CCOs across diverse fund types, strategies, and governance structures. Alex earned his B.A. in Communication Studies from the University of North Carolina Wilmington.