Bio

Ron Ben-Bassat practice focuses on corporate and securities matters, including the representation of both public and private companies in various financing transactions, including private placements, IPOs and follow on public offerings. He also advises clients with respect to ongoing corporate governance and disclosure matters, including compliance with Securities Exchange Act of 1934 requirements, stock exchange listing standards and Sarbanes-Oxley Act and Dodd-Frank Act compliance. Ron frequently advises Israeli and other international companies that seek to have their securities traded in the United States on various exchanges including Nasdaq, NYSE and OTC. In addition to advising clients on mergers and acquisitions and general corporate matters, Ron regularly advises private companies, as well as broker-dealers and placement agents, in venture capital financing transactions. Ron also has extensive experience in the representation of investment banks and broker-dealers in public offerings and private placements, including compliance with Financial Industry Regulatory Authority (FINRA) obligations. During law school, Ron interned in the Division of Enforcement at FINRA. In addition, Ron was awarded a Citation of Excellence in Securities Clinical Courses from Hofstra University School of Law.