Patricia Plavko Bio

Patricia is a partner in the Business Combinations and Capital Transactions practice group. Her practice is focused on corporate and securities law, where she advises clients on a broad range of topics, including public offerings, periodic reporting by public companies, federal and state securities compliance, corporate governance matters, private placements, private investment funds, and mergers and acquisitions. She also regularly advises clients on incentive compensation issues, including equity-based and deferred compensation. Prior to joining Frost Brown Todd, Patricia served as in-house counsel at a mutual fund company advising investment companies and their boards on various securities and corporate governance matters. During law school, Patricia spent time as a Law Clerk in the Enforcement Division at the U.S. Securities and Exchange Commission (SEC) and in the General Counsel’s Office at the Financial Industry Regulatory Authority (FINRA).