Bio

As a partner in the firm’s Capital Markets & Corporate Governance and Compliance Practice Group and the firm’s Mining Industry Group, James specializes in Canadian/U.S. cross border transactions. Further, James advises clients with respect to regulatory and compliance issues, including compliance with the rules and regulations of the Securities and Exchange Commission, state securities bureaus and self-regulatory organizations, and he prepares the periodic and current reports required to be filed by public companies. James’ experience also includes advising companies on listing compliance standards of the New York Stock Exchange, Nasdaq, OTCQX marketplace, OTCQB marketplace and the NYSE American.