Steve Thornton Bio

With over 20 years of securities compliance, auditing and accounting experience, Steve Thornton serves as a Principal and the FINOP for WBB Securities. In addition to Mr. Thornton’s responsibilities with WBB Securities, he is also the President of Thornton & Associates, LLC which is a national compliance consulting firm. Mr. Thornton specializes in the areas of general compliance, net capital regulation, general accounting practices, anti-money laundering, FINRA New Member Applications and Continuance in Membership Applications. Mr. Thornton has extensive experience with SEC, NASD, FINRA and MSRB rules and regulations.