Bio

Michelle Thomas serves as the Chief Compliance Officer & Chief Financial Officer for WBB Securities. Ms. Thomas has worked for WBB Securities since 2012 and brings over two decades experience as both a business owner and a member of senior management at Jack White & Co., TD Waterhouse and Allstate Financial Services. Ms. Thomas has expertise in financial operations and compliance in both brokerage and managed accounts. Beginning her career in 1991, Ms. Thomas has served in a quality control capacity and has been instrumental in creating solutions and enhancing written procedures mitigating both regulatory and financial risk. Ms. Thomas holds Series 7, 66, and 24 licenses and the California Life, Health, and Disability Insurance license. She is a graduate of the Certified Regulatory and Compliance Professional Program (CRCP) through the FINRA Institute at Wharton School of Business, a program tailored to securities laws and regulations.