Margaret Gavlik Bio

Margaret Gavlik is the Chief Compliance Officer for The CenterCap Group and its affiliated broker dealer CC Securities, LLC. Ms. Gavlik has over 35 years of experience in varying roles in the broker dealer space, from trading and market making to management and for the past 10+ years in compliance. Prior to joining The CenterCap Group, she served as the Chief Compliance Officer for Joseph Gunnar & Co., LLC a full-service integrated broker-dealer investment advisory firm. Ms. Gavlik brings a deep knowledge of the compliance and regulatory world. Skilled at understanding and providing guidance on significant regulatory and compliance related matters, she has developed compliance programs for firms providing a wide array of products including investment banking, capital raising and advisory solutions. Ms. Gavlik holds a Bachelor's degree in Economics from Barnard College at Columba University, is a Chartered Financial Analyst (CFA), a FINRA Certified Regulatory & Compliance Professional (CRCP) and holds or has held the following FINRA licenses: Series 3, 4, 7, 14, 24, 27, 52, 53, 55, 79, 87, and 99.