Bio

Charlie has served as Rosenblatt's Chief Compliance Officer since 2005. Before coming to Rosenblatt in 2005, Charlie served as Chief Financial Officer and Chief Operating Officer of former NYSE member firm P.R. Burke & Co., Inc. Subsequent to P.R. Burke, Charlie served with NYSE Member Firm Regulation as Senior Finance Coordinator on MFR’s surveillance staff, from which he was recruited by Thomas Weisel Partners (TWP) as Vice President, Compliance, to head the Chaperoning initiative between TWP’s banking and research departments in order to implement undertakings by TWP in connection with the Global Street Wide Research Settlement, and to perform other compliance and supervision duties. Charlie has been an allied member of the NYSE since 1991.