Bio

As Corporate Counsel, John has responsibility for FinPro’s legal matters, both internal and external. He advises regularly on legal matters related to expert testimony, regulatory compliance issues and enforcement actions, as well as the impact of new legislation. In addition to John’s responsibilities as Corporate Counsel, he serves as the firm’s Chief Compliance Officer and is actively involved with FinPro’s capital markets engagements. John holds a license to practice law in the States of New Jersey and New York. John also holds series 24, 79 & 63 licenses.