Managing Partner & Head Of Investment Banking
Joined: 2005
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Mr. Hartfiel joined Craig-Hallum as the Director of Investment Banking in 2005. He brings over 30 years of investment banking experience focused on emerging growth companies. At Craig-Hallum, Rick has managed over 100 equity offerings (IPOs, follow-on offerings, registered directs and PIPEs) and M&A transactions. Prior to joining Craig-Hallum, Rick was a Managing Director at Dain, Rauscher, Wessels — a national investment banking firm covering technology, consumer, and healthcare companies. Previously, Rick was an investment banker at Credit Suisse First Boston. Mr. Hartfiel has a B.A., magna cum laude, from Amherst College and an MBA from Harvard Business School.
