Bio

Craig Klein is the Chief Finance Officer and Controller of A.G.P. and is responsible for overseeing the day to day financial activities from an operating and Regulatory perspective for both the Broker Dealer and Registered Investment Advisor. Mr. Klein has more than 20 years of experience in both the Securities and Registered Investor Advisor Industries. Prior to A.G.P., he was a Senior Director/FINOP at ACI – Accounting and Compliance, International, the leading provider of Financial Outsourcing services for over 100 Broker Dealers throughout the USA and Europe. Prior to that, he spent 13 years as Global Corporate Controller at Strategic Value Partners in Greenwich CT, an SEC Registered Investor Advisor and 7 years as Chief Financial Officer at Puglisi & Co., a FINRA registered Broker-Dealer in NYC. Craig received a Bachelors’ degree from the State University of New York at Oneonta and completed his MBA at the Fordham University Gabelli School of Business in 1999. He currently holds the FINRA Series 27 license and is a Certified Public Accountant in the State of New York.